Hong Kong SFC Adds Three Alerts on November 9, Bringing Recent Total to 14
Hong Kong’s Securities and Futures Commission (SFC) added three Alert List entries on November 9, 2026. They bring the total to 14 entries from October 22 to November 9, following BrokersView’s October 21 coverage.
November 9 Alerts
- stellarisaml.com. The SFC says the site has no connection to licensed Stellaris Asset Management Limited.
- PSULTRA. The mobile app has no connection to licensed Phillip Securities (Hong Kong) Limited. The SFC classifies this entry as “Others.”
- 立橋國際 and liqiao.rszcrq.com. The SFC says the website and app have no connection to licensed Well Link Securities Limited.
Earlier Entries From October 22 to November 5
- Nov. 5 and 3. On Nov. 5, the SFC listed websdm.com over a false approved share registrar claim. It listed Trading Blink the same day and Rich Corporation Limited, Imkan Trade and Smart World Invest on Nov. 3 as unlicensed entities that falsely claimed SFC licensing.
- Nov. 2 to Oct. 23. The SFC says icgpacific.cc (Nov. 2) is unrelated to ICG Asia Pacific Limited, www.clsmanagement.com (Oct. 29) to CL Strategic Management Limited, gbacm.com (Oct. 27) to GBA Capital Management Limited, and www.hkfuyip.com (Oct. 23) to Fu Yip Securities and Investment Company Limited. It says www.victorycharts.com (Oct. 29) falsely claimed SFC licensing.
- Oct. 22. The SFC listed BTCC as a suspicious virtual asset trading platform. It says BTCC lacks an SFC licence and is suspected of carrying out unlicensed activities in Hong Kong.
Investor Warning
Before depositing money, check the legal entity in the SFC Public Register and confirm the exact website or app through the firm’s official contact details. For crypto platforms, check the SFC’s virtual asset platform lists. Visit BrokersView Q&A to ask about a platform or discuss a suspicious investment offer.
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