Doo Financial HK Limited Granted Type 1 License by HK SFC

Doo Financial HK Limited, a subsidiary of Doo Group, announced that it has been granted the Type 1 (Dealing in Securities) License by the Hong Kong Securities and Futures Commission (SFC), marking a significant milestone in its regulatory journey.

With the granting of the Type 1 license, Doo Financial HK Limited is able to provide a full range of financial services including the execution of securities transactions, distribution of securities such as unit trusts and mutual funds, joint book runner services, as well as placing and underwriting activities.

This achievement expands the range of financial services available to help clients access diverse investment opportunities.

Doo Financial HK Limited has previously been granted Type 4 (Advising on Securities) and Type 9 (Asset Management) licenses by the HK SFC. The acquisition of the licenses strengthens its service portfolio and reaffirms its commitment to client protection and compliance.