USMART

uSMART Group is a technological company with financial capabilities, a community of traders and investors, dedicated to providing smart, professional and outstanding one-stop financial services to our clients, to best serve investors' needs and investment journey. uSMART Group offers a comprehensive range of services including brokerage, wealth management, and FinTech services. Through the uSMART App, the all-in-one investment platform, customers can access a wide range of investment products, such as US stocks, Hong Kong stocks, Singapore stocks, US options, Fractional shares, Futures, Forex and more. The dedicated IR teams specialize in asset management, wealth management, securities brokerage, and investment banking, serving high net worth individuals, families, and businesses with comprehensive asset management solutions.

Licenses

uSmart Securities Limited is a brokerage regulated and licensed by The Securities and Futures Commission of Hong Kong, with Type 1, 2, 4, 5, 6 and 9 regulated activities (Dealing in Securities, Dealing in Futures Contracts, Advising on Securities, Advising on Futures Contracts, Advising on Corporate Finance, and Asset Management).

uSMART Securities (Singapore), a Capital Markets Services (CMS) Licensee (CMS101161) and Exempt Financial Adviser with the Monetary Authority of Singapore (MAS). The regulated activities are Fund Management, Dealing In Capital Markets Products, Product Financing, Providing Custodial Services.

Fund Trust and Safety

Securities service is being protected by Investor Compensation Company Limited (ICC), FINRA and SIPC. Clients funds and securities are kept in a segregated custodian account to ensure they do not commingle with other accounts.